Pui Pui Yu
余珮珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Pui Yu (余珮珮), a licensed former licensee with CE reference AFU498. This person has 15.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-03 | 2019-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-17 | 2014-03-08 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-17 | 2014-03-08 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-24 | 2006-04-24 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-12 | 2006-05-15 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-15 | 2005-10-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-05 | 2005-08-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-05 | 2005-08-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Pui Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Albert Ka Wah Wong | GT Capital Limited | 2005–2006 |
| Lap Chi Leung | GT Capital Limited | 2005–2006 |
| Tony Kwok Cheung Chow | GT Capital Limited | 2005–2006 |
| Chi Wah Hung | GT Capital Limited | 2005–2006 |
| Yuk Wah Ma | GT Capital Limited | 2005–2006 |
| Yuet Mei Yiu | GT Capital Limited | 2005–2006 |
| Wai Kuen Chiu | GT Capital Limited | 2005–2006 |
| Raymond Kwok Hung Fung | GT Capital Limited | 2005–2006 |
| Jessica Man Yi Lee | GT Capital Limited | 2005–2006 |
| Kwok Keung Yiu | GT Capital Limited | 2005–2006 |
| Edward Kwun Shing Cheng | GT Capital Limited | 2005–2006 |
| Andy Yan Wing Chan | GT Capital Limited | 2005–2006 |
| Eda Yuen Kei Lai | GT Capital Limited | 2005–2006 |
| Ming Tak Koon | GT Capital Limited | 2005–2006 |
| Kwok Chun Lai | GT Capital Limited | 2005–2006 |
| Mary Ching Fun Lam | GT Capital Limited | 2005–2006 |
| Sheung Pan Lui | GT Capital Limited | 2005–2006 |
| Wai Man Ng | GT Capital Limited | 2005–2006 |
| Mau Kit Lam | GT Capital Limited | 2005–2006 |
| Kin Shing Chen | GT Capital Limited | 2005 |