Stephen Christopher Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Christopher Smith, a licensed former licensee with CE reference AFU345. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-15 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Christopher Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.