Jacky Tun Kin Chiu
趙端建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Tun Kin Chiu (趙端建), a licensed former licensee with CE reference AFS943. This person has 10.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2015-06-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2015-06-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-21 | 2015-06-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2006-03-21 | 2015-06-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-03-21 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-03-21 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2006-03-21 | 2010-12-06 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-23 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-23 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-23 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Jacky Tun Kin Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Patrick Kum Loon Ho | Grand Alliance Asset Management Limited | 2003–2004 |
| Yuxiu Lin | Grand Alliance Asset Management Limited | 2003–2004 |
| Shan Wei Tong | Grand Alliance Asset Management Limited | 2003–2004 |
| Peter Kin Yu Luk | Grand Alliance Asset Management Limited | 2003 |