Xiaoping Liu

劉小平
CE No. AFS694 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoping Liu (劉小平), a licensed former licensee with CE reference AFS694. This person has 14.7 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
CC Finance Limited
思齊資本融資有限公司
Rep Type 4 - Advising on securities 2006-06-07 2019-05-10
Vision Capital Investment Management Limited
遠信資本投資管理有限公司
Rep Type 1 - Dealing in securities 2005-12-19 2006-05-23
Vision Capital Investment Management Limited
遠信資本投資管理有限公司
Rep Type 9 - Asset management 2005-12-19 2006-05-23
Avanta Investment Management Limited
安永達投資管理有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-07-19
Avanta Investment Management Limited
安永達投資管理有限公司
Rep Type 9 - Asset management Pre-2003 2004-07-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoping Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yuesheng Xin CC Finance Limited 2006–2019
Fanglu Wang CC Finance Limited 2006–2019
Miu Cheung CC Finance Limited 2006–2019
Yichen Zhang CC Finance Limited 2006–2019
Ling Yan Yeung CC Finance Limited 2008–2019
Elaine Ling Yee Cheung CC Finance Limited 2008–2019
Ka Shing Wong CC Finance Limited 2008–2019
Ariana Jiasui Gao CC Finance Limited 2010–2018
Honghai Song CC Finance Limited 2012–2019
William Ho Leung Lee CC Finance Limited 2007–2014
Kenny Oi Kan Yiu CC Finance Limited 2013–2019
Lik Ping Cheung CC Finance Limited 2006–2012
Jing Chen Wang CC Finance Limited 2006–2011
Hiu Yuen Ching CC Finance Limited 2006–2011
Ying Dai CC Finance Limited 2011–2016
Jiman Chi Man Yam CC Finance Limited 2006–2011
Xiaohan Zhang CC Finance Limited 2015–2019
Juying Jerry Zhang CC Finance Limited 2006–2010
Yuk Kit Choi CC Finance Limited 2006–2010
Miao Miao CC Finance Limited 2006–2010
Explore the interactive colleague network →

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