Kok Onn Chia
謝國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Onn Chia (謝國安), a licensed former licensee with CE reference AFM668. This person has 12.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 - Asset management | 2018-05-23 | 2020-12-31 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 - Advising on securities | 2011-06-16 | 2020-12-31 |
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-07-12 | 2008-10-31 |
| Walden Technology Management (H.K.) Limited 華登科技管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Onn Chia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.