Wing Man Kwok
郭榮文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Man Kwok (郭榮文), a licensed former licensee with CE reference AFL184. This person has 0.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-16 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2003-10-16 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Man Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.