German Kin Shing Wan
溫健成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for German Kin Shing Wan (溫健成), a licensed former licensee with CE reference AFK257. This person has 11.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES International Commodities (HK) Limited | RO | Type 2 - Dealing in futures contracts | 2008-05-09 | 2014-11-16 |
| Sun Yi Company Limited 新而有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-05-09 | 2014-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-23 | 2014-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-23 | 2014-11-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-01-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as German Kin Shing Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.