Wai Shan Chu
朱偉山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shan Chu (朱偉山), a licensed former licensee with CE reference AFJ414. This person has 1.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-21 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-21 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Shan Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.