John Zhong Chen
陳忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Zhong Chen (陳忠), a licensed former licensee with CE reference AFH002. This person has 5.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-07-21 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-07-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Zhong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.