Wai Kei Lok
駱慧琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Lok (駱慧琪), a licensed former licensee with CE reference AFF046. This person has 20.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2024-05-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-25 | 2017-10-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-31 | 2005-06-22 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-10 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-19 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-19 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-19 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kei Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.