Jin Yi Lee
李晉頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Yi Lee (李晉頤), a licensed former licensee with CE reference AFD753. This person has 5.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-10 | 2010-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-10 | 2010-01-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-12-10 | 2010-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-12-10 | 2010-01-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-12-10 | 2010-01-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 - Asset management | 2004-12-10 | 2010-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2004-12-10 | 2010-01-01 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jin Yi Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.