Chi Toa Lau
劉志圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Toa Lau (劉志圖), a licensed former licensee with CE reference AFC442. This person has 20.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-12 | 2023-12-15 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-29 | 2023-09-11 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-03-31 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Toa Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.