Kwok Cheung Poon
潘國祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung Poon (潘國祥), a licensed former licensee with CE reference AFB910. This person has 1.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2007-12-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-22 | 2004-05-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-12-22 | 2004-05-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | 2003-12-22 | 2004-05-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-02 | 2004-05-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-25 | 2003-08-27 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-04-25 | 2003-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Cheung Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.