Kenneth Wing Kin Lo
盧穎堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wing Kin Lo (盧穎堅), a licensed former licensee with CE reference AFA296. This person has 13.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 - Advising on securities | 2019-09-11 | 2021-04-30 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-27 | 2021-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2017-12-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-21 | 2017-10-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-30 | 2012-10-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-19 | 2011-11-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-19 | 2012-10-22 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-06 | 2011-04-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-03 | 2010-12-06 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2011-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Wing Kin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.