Wa Chau
周華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Chau (周華), a licensed Responsible Officer with CE reference AEY428. Currently licensed at 1 firm(s): Westock Securities International (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-02 | present |
| Goldride Securities Limited 金旭證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-24 | 2008-09-30 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-24 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wa Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.