James Edward Bass
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Bass, a licensed former licensee with CE reference AEX749. This person has 0.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Limited 鉅亨控股有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-14 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-14 |
| Anuenue Limited 鉅亨控股有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-14 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as James Edward Bass during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Ting-Yeh Yang | Anuenue Limited | 2003 |
| Yee Kwan Christine Lam | Anuenue Limited | 2003 |
| Alan Leh Chiarng Chen | Fubon Capital (HK) Limited | 2003 |
| Lap Man Chan | Fubon Capital (HK) Limited | 2003 |
| Sau Lan Lok | Fubon Capital (HK) Limited | 2003 |