Puru Saxena
薛普魯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Puru Saxena (薛普魯), a licensed former licensee with CE reference AEX198. This person has 14.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited | RO | Type 4 - Advising on securities | 2018-05-09 | 2018-05-16 |
| AK Partners HK Limited | RO | Type 9 - Asset management | 2018-05-09 | 2018-05-16 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2005-09-09 | 2017-08-24 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 9 - Asset management | 2005-09-09 | 2017-08-24 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-05-10 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-21 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Puru Saxena during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.