Steven Edward Plampin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Edward Plampin, a licensed former licensee with CE reference AEU259. This person has 0.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-09 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-09 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-09 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Edward Plampin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.