thomas Kenneth Wai Cheung Ku
顧維章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for thomas Kenneth Wai Cheung Ku (顧維章), a licensed former licensee with CE reference AER784. This person has 17.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-11 | 2020-08-17 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 4 - Advising on securities | 2004-08-11 | 2020-08-17 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 9 - Asset management | 2004-08-11 | 2020-08-17 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-21 | 2004-08-11 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-21 | 2004-08-11 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-21 | 2004-08-19 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 9 - Asset management | 2003-05-21 | 2004-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as thomas Kenneth Wai Cheung Ku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.