Tommy Wai Ming Tsoi
蔡偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Wai Ming Tsoi (蔡偉明), a licensed former licensee with CE reference AEO131. This person has 6.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-03-15 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-14 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommy Wai Ming Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.