Chi Wa Chu
朱志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wa Chu (朱志華), a licensed former licensee with CE reference AEN689. This person has 15.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-12 | 2018-09-10 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-12-29 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wa Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.