Sui Chung Shiu
蕭瑞忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Chung Shiu (蕭瑞忠), a licensed former licensee with CE reference AEI676. This person has 2.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wai Fat Securities Limited 威發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-09 |
| Wai Fat Securities Limited 威發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-25 |
| Wai Fat Securities Limited 威發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Wai Fat Securities Limited 威發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Chung Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Wah Chan | Wai Fat Securities Limited | 2003–2005 |
| Chi Hay Lo | Wai Fat Securities Limited | 2003–2005 |
| Sui Wai Shiu | Wai Fat Securities Limited | 2003–2005 |
| Ying Yan Tang | Wai Fat Securities Limited | 2003–2005 |
| Yew Kwan Shiu | Wai Fat Securities Limited | 2003–2004 |