Lap Yin Wong
王立賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Yin Wong (王立賢), a licensed former licensee with CE reference AEE252. This person has 9.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-07-03 | 2012-09-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-12 | 2012-09-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-05-12 | 2012-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-09-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-09-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Yin Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.