Nga Man Yen
嚴雅雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Man Yen (嚴雅雯), a licensed former licensee with CE reference AEA830. This person has 20.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-13 | 2025-03-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-13 | 2025-03-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2022-04-13 | 2025-03-27 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-02 | 2021-12-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-02 | 2021-12-31 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-15 | 2019-12-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-15 | 2019-12-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2008-07-15 | 2019-12-25 |
| Mellon Global Investments Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-08-01 |
| Mellon Global Investments Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-08-01 |
| Mellon Global Investments Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2008-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nga Man Yen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.