Shiu Yu Ho
何韶頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Yu Ho (何韶頤), a licensed former licensee with CE reference ADY726. This person has 9.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-19 | 2012-11-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-16 | 2007-09-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-01-25 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-01-25 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Yu Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.