Kenneth Wai Hung Or
柯為雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wai Hung Or (柯為雄), a licensed former licensee with CE reference ADY282. This person has 7.1 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-21 | 2010-05-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-10-21 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-04-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-25 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-04-16 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Wai Hung Or during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Albert Lung Biu Yung | Prudence Futures Limited | 2003–2004 |
| Yuk Fung Yip | Prudence Futures Limited | 2003–2004 |