Samuel Kwok Yan Ng
伍國恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Kwok Yan Ng (伍國恩), a licensed former licensee with CE reference ADX268. This person has 0.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-01 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Kwok Yan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yin Ling Lee | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Alvin Loong Man Owyang | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Peter Wing Leung Lai | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Siu Man Ko | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Fan Leung | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Wing Chung Chan | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Boon Kiat Gan | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Philip Ting Wai Leung | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Kally Leung | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Eric Cheuk Kwan Wong | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Yat Sing Li | OCBC Securities (Hong Kong) Limited | 2003–2004 |
| Wing Hong Lee | OCBC Securities (Hong Kong) Limited | 2003 |