Wai Chan
陳瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chan (陳瑋), a licensed former licensee with CE reference ADW197. This person has 11.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-10 | 2022-03-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-10 | 2022-03-31 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-01 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-01 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-01 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yin Lam Ng | ASG Futures Limited | 2003 |
| Wai Kit Lee | ASG Futures Limited | 2003 |
| Chi Wai Chan | ASG Futures Limited | 2003 |
| Muson Shut Shing Cheung | ASG Futures Limited | 2003 |
| Wing Kuen Cheung | ASG Futures Limited | 2003 |
| Kar Leung Lam | ASG Futures Limited | 2003 |
| Cindy Shuk Kwan Lin | ASG Futures Limited | 2003 |
| Kate Hiu Ha Lam | ASG Futures Limited | 2003 |
| Kit Ching Lee | ASG Futures Limited | 2003 |
| Wallace Sze Yiu Lam | ASG Futures Limited | 2003 |
| Chung Yan Ng | ASG Futures Limited | 2003 |
| Sheung Kan Lui | ASG Futures Limited | 2003 |
| Siu Hung Lee | ASG Brokerage Limited | 2003 |
| Kwok Tung Li | ASG Futures Limited | 2003 |
| Ka Ming Ng | ASG Brokerage Limited | 2003 |