Sau Fung Lim
林秀鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Fung Lim (林秀鳳), a licensed former licensee with CE reference ADW046. This person has 20.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-01 | 2024-07-31 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 - Advising on securities | 2018-06-01 | 2024-07-31 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-23 | 2017-07-14 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-01-23 | 2017-07-14 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-03-16 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2015-03-16 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Fung Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.