Patty Shi-Yi Ye
叶世儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patty Shi-Yi Ye (叶世儀), a licensed former licensee with CE reference ADV039. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 - Dealing in securities | 2005-03-23 | 2005-11-07 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 - Advising on securities | 2005-03-23 | 2005-11-07 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Patty Shi-Yi Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hung Guan Ong | PGIM (Hong Kong) Limited | 2005 |
| Siu Kee Yip | PGIM (Hong Kong) Limited | 2005 |
| Pik Shan Kwok | PGIM (Hong Kong) Limited | 2005 |
| Tsit Shan Tung | PGIM (Hong Kong) Limited | 2005 |
| Bee Bee Gan | PGIM (Hong Kong) Limited | 2005 |