Thomas Roger Bookout
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Roger Bookout, a licensed former licensee with CE reference ADU702. This person has 6.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-28 | 2014-06-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-23 | 2010-09-28 |