Chun Wing Kwok
郭振榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wing Kwok (郭振榮), a licensed former licensee with CE reference ADU040. This person has 4.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2011-07-08 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2011-07-08 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-27 | 2007-11-30 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-27 | 2007-11-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-26 | 2006-02-21 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-26 | 2006-02-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-29 | 2005-10-15 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-29 | 2005-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wing Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.