Wai Tak Kwok
郭偉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tak Kwok (郭偉德), a licensed former licensee with CE reference ADT701. This person has 10.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-12 | 2014-01-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-25 | 2008-12-24 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-11-12 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-01 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-01 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Tak Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.