Yim Kei Sally Lam
林冉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Kei Sally Lam (林冉琪), a licensed former licensee with CE reference ADK687. This person has 9.4 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-26 | 2013-01-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-02-26 | 2013-01-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-11 | 2007-01-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-28 | 2007-01-11 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-28 | 2007-01-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Kei Sally Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.