Moises Banares Bernardo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moises Banares Bernardo, a licensed former licensee with CE reference ADJ936. This person has 9.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 - Advising on securities | 2011-03-02 | 2012-09-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-03-02 | 2012-09-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2011-03-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2011-03-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2012-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Moises Banares Bernardo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.