Mark Philip Baughan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Philip Baughan, a licensed former licensee with CE reference ADJ861. This person has 16.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd Baughan Limited | RO | Type 9 - Asset management | 2006-01-19 | 2021-09-08 |
| WFM Asia (HK) Limited | Rep | Type 4 - Advising on securities | 2004-10-15 | 2004-11-01 |
| WFM Asia (HK) Limited | Rep | Type 9 - Asset management | 2004-10-15 | 2004-11-01 |
| WFM Asia (HK) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-03 |
| WFM Asia (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-03 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Philip Baughan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Cary Lloyd | Lloyd Baughan Limited | 2010–2020 |
| Nitika Devkumar Gaba | Lloyd Baughan Limited | 2008–2014 |
| Matthew Alan Linsey | Lloyd Baughan Limited | 2006–2010 |
| Wing Man Ko | Lloyd Baughan Limited | 2018–2020 |
| Anuj Sehgal | Lloyd Baughan Limited | 2007–2008 |
| Ziran Chen | Lloyd Baughan Limited | 2011–2013 |
| Andrew James Nash-Webber | WFM Asia (HK) Limited | 2003–2004 |
| Wai Foon Tan | WFM Asia (HK) Limited | 2003–2004 |
| Cho Kit Fok | WFM Asia (HK) Limited | 2003–2004 |
| Peter Christopher Ferry | WFM Asia (HK) Limited | 2003–2004 |
| Amanda Fay Henricks | WFM Asia (HK) Limited | 2003–2004 |
| Scobie Dickinson Ward | WFM Asia (HK) Limited | 2003–2004 |
| John S Tsien | Lloyd Baughan Limited | 2006–2007 |
| Eugene Chung | WFM Asia (HK) Limited | 2004 |
| Kylie Jane Harris | WFM Asia (HK) Limited | 2003 |
| Sandy Ching Ha Sieh | WFM Asia (HK) Limited | 2004 |
| Leslie Yu-Ling Keyes | WFM Asia (HK) Limited | 2004 |
| Annie Ting Ngai Lai | WFM Asia (HK) Limited | 2004 |
| Wan Hoon Han | WFM Asia (HK) Limited | 2004 |