Kwan Ming Fan

范均明
CE No. ADJ672 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ming Fan (范均明), a licensed former licensee with CE reference ADJ672. This person has 14.5 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
RO Type 4 - Advising on securities 2014-01-16 2018-04-06
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 4 - Advising on securities 2013-11-01 2014-01-16
ICBC International Research Limited
工銀國際證券研究有限公司
RO Type 4 - Advising on securities 2010-03-08 2013-07-05
ICBC International Research Limited
工銀國際證券研究有限公司
Rep Type 4 - Advising on securities 2009-09-28 2010-03-08
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2009-07-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Ming Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwok Yu Kan Daiwa Institute of Research (Hong Kong) Limited 2003–2009
Kee Siong Lee Daiwa Institute of Research (Hong Kong) Limited 2003–2009
Masatoshi Makino Daiwa Institute of Research (Hong Kong) Limited 2003–2009
Bik Hoi Cheng Daiwa Institute of Research (Hong Kong) Limited 2003–2009
Andrew Charles Jobson Daiwa Institute of Research (Hong Kong) Limited 2003–2008
Pranab Kumar Sarmah Daiwa Institute of Research (Hong Kong) Limited 2004–2009
Hirokazu Yuihama Daiwa Institute of Research (Hong Kong) Limited 2004–2009
Toshikatsu Kimura Daiwa Institute of Research (Hong Kong) Limited 2003–2007
Ting Ka Chow Daiwa Institute of Research (Hong Kong) Limited 2003–2007
Peter Ka Kit Chu Daiwa Institute of Research (Hong Kong) Limited 2005–2009
Tat Fai Sei ICBC International Research Limited 2009–2013
Jenny Fong Wa Szeto Daiwa Institute of Research (Hong Kong) Limited 2003–2006
Ka Chun Lin ICBC International Research Limited 2009–2013
Yuen Hong Cheng ICBC International Research Limited 2010–2013
Yunpeng Ma ICBC International Research Limited 2010–2013
Hiu Wai Lau Daiwa Institute of Research (Hong Kong) Limited 2005–2009
Xiaoyu Yu ICBC International Research Limited 2010–2013
Wai Kei Ho Daiwa Institute of Research (Hong Kong) Limited 2006–2009
Wai Ming Tsang Daiwa Institute of Research (Hong Kong) Limited 2003–2007
Chun Sing To ICBC International Research Limited 2010–2013
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