Enrico Ka Wing Ng

吳家榮
CE No. ADF345 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enrico Ka Wing Ng (吳家榮), a licensed former licensee with CE reference ADF345. This person has 18.9 years of SFC licence history. Total licence records on file: 8.

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2017-10-03 2022-02-16
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2017-10-02
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2022-02-16
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-06-03
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-06-03
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-03
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2004-06-03
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-06-03

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