Jimmy Kai Chi Siu
蕭啟智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kai Chi Siu (蕭啟智), a licensed former licensee with CE reference ADF274. This person has 18.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-12 | 2023-07-31 |
| Vanward International Securities Limited 萬和國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-04 | 2022-11-30 |
| STI Asset Management Limited | RO | Type 1 - Dealing in securities | 2017-06-20 | 2018-03-15 |
| STI Asset Management Limited | RO | Type 4 - Advising on securities | 2017-06-20 | 2018-03-15 |
| STI Asset Management Limited | Rep | Type 1 - Dealing in securities | 2017-04-26 | 2017-06-20 |
| STI Asset Management Limited | Rep | Type 4 - Advising on securities | 2017-04-26 | 2017-06-20 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 - Advising on securities | 2016-12-16 | 2017-02-01 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-02 | 2017-02-01 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-19 | 2016-02-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2010-11-19 | 2016-02-17 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-26 | 2010-10-15 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 - Dealing in securities | 2007-06-18 | 2010-03-26 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-22 | 2007-06-18 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-21 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-14 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-14 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Kai Chi Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.