Dominic Chi Ming Chan

陳志銘
CE No. ADC344 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Chi Ming Chan (陳志銘), a licensed former licensee with CE reference ADC344. This person has 16.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2008-07-14 2019-07-04
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities Pre-2003 2008-05-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Chi Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Heung Yik Leung CLSA Research Limited 2003–2008
Edmund Hugh Bradley CLSA Research Limited 2003–2008
Wai Lok Man CLSA Research Limited 2003–2008
Christopher James Russell Wood CLSA Research Limited 2003–2008
Amar Singh Gill CLSA Research Limited 2003–2008
Christopher Michael Lobello CLSA Research Limited 2003–2008
Adrian Phillip Lowe CLSA Research Limited 2003–2008
Andrew Shawn Reynolds CLSA Research Limited 2003–2008
Francis Yiu Cheong Cheung CLSA Research Limited 2003–2008
Daniel Johannes Schutte CLSA Research Limited 2003–2008
Ting Sze Tsoi CLSA Research Limited 2003–2008
Paul Conor McKenzie CLSA Research Limited 2003–2008
Jolyon Charles Montague CLSA Research Limited 2003–2008
John Russell Saunders CLSA Research Limited 2003–2007
Chui Ha Janice Tan CLSA Research Limited 2003–2007
Christopher Fenton Roberts CLSA Research Limited 2003–2007
Hui Li CLSA Research Limited 2003–2007
Kevin John O'Connor CLSA Research Limited 2003–2007
William James Angus Graham CLSA Research Limited 2004–2008
Andrew Mark Bryce Stevenson CLSA Research Limited 2004–2008
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