Stephen Nicholas Richards Evans
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Nicholas Richards Evans, a licensed former licensee with CE reference ADC186. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIS Services Limited | RO | Type 9 - Asset management | 2007-03-09 | 2010-12-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-02-02 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-02 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-02 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Nicholas Richards Evans during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.