Robert Wai Yip Lo
羅偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Wai Yip Lo (羅偉業), a licensed former licensee with CE reference ADB521. This person has 21.4 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-03 | 2025-01-11 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-29 | 2025-01-11 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-29 | 2025-01-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-27 | 2013-03-16 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-30 | 2010-08-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Wai Yip Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.