Kin Wah Liu
廖建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wah Liu (廖建華), a licensed former licensee with CE reference ACZ490. This person has 3.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-21 | 2007-10-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-21 | 2007-04-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-05 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wah Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.