Anthea Wai Sum Au-Yeung
歐陽為琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthea Wai Sum Au-Yeung (歐陽為琛), a licensed former licensee with CE reference ACY959. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-01-07 | 2015-10-21 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 - Asset management | 2014-01-07 | 2015-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthea Wai Sum Au-Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.