Chi Wing Lau
劉志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Lau (劉志榮), a licensed former licensee with CE reference ACU542. This person has 1.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-23 | 2004-12-08 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-01 | 2003-12-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.