Mei Ling Shum
岑美玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Ling Shum (岑美玲), a licensed former licensee with CE reference ACT493. This person has 14.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-02-01 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-12 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Mei Ling Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Katherine Mei Yee Shum | Rich Pleasure Securities Limited | 2003–2018 |
| Mei Ching Shum | Rich Pleasure Securities Limited | 2003–2018 |
| Ngar On Shum | Rich Pleasure Securities Limited | 2003–2017 |
| Wing Kwong Chau | Rich Pleasure Securities Limited | 2003–2011 |
| Kwok Wai Ng | Rich Pleasure Securities Limited | 2007–2018 |
| Ka Shing Leung | Rich Pleasure Securities Limited | 2008–2017 |
| Man Tak Fung | Rich Pleasure Securities Limited | 2011–2017 |
| Kai Yin Li | Rich Pleasure Securities Limited | 2017–2018 |