Howard Li Chien Wu
吳理存
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Li Chien Wu (吳理存), a licensed former licensee with CE reference ACS476. This person has 6.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-28 | 2010-01-11 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-04-28 | 2010-01-11 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2006-04-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-26 | 2006-04-28 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Howard Li Chien Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.