Philip Lynch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Lynch, a licensed former licensee with CE reference ACP539. This person has 2.3 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-08-27 | 2012-09-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-08-27 | 2012-09-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-08-27 | 2012-09-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-08-27 | 2012-09-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-08-27 | 2012-09-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-25 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-25 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-25 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-06-25 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-25 | 2010-08-27 |