Chi Ying Tse
謝智英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ying Tse (謝智英), a licensed former licensee with CE reference ACO078. This person has 21.1 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hope Securities Limited 希望證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-06 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-08-06 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-06 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-08-06 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 9 - Asset management | 2024-08-06 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-04 | 2024-08-06 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-07-04 | 2024-08-06 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-04 | 2024-08-06 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-07-04 | 2024-08-06 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 9 - Asset management | 2024-07-04 | 2024-08-06 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 4 - Advising on securities | 2022-06-22 | 2024-01-04 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 9 - Asset management | 2022-06-22 | 2024-01-04 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-15 | 2024-01-04 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-01 | 2007-03-15 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-24 | 2005-04-01 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-11-24 | 2018-11-20 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-15 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-15 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-15 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-15 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-15 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-15 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-15 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-15 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-15 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-11-15 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-11-15 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ying Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.