Kathy Kit Yee Lam
林潔儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Kit Yee Lam (林潔儀), a licensed former licensee with CE reference ACM391. This person has 13.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-10-30 | 2016-08-22 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-22 | 2009-10-30 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-06-30 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-29 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-29 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-29 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathy Kit Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.